GENERAL (NFA/FINRA) WEBSITE DISCLAIMER
Trading Securities and Commodity Interests (collectively “Financial Instruments”) involve substantial risk and are not appropriate for everyone. Past performance is not indicative of future results. Securities shall mean any instrument subject to the jurisdiction of the SEC. Commodity Interests shall mean any instrument subject to the jurisdiction of the CFTC which includes, but is not limited to, any futures contracts, swaps contracts, forex contracts and options thereof. Unless specifically stated as such, any information posted on this site by any OTCex affiliated company (“OTCEX”) should NOT be regarded as an offer to sell or as a solicitation of an offer to buy any Financial Instruments. Information contain on this site may be: (i) based solely on the opinion of OTCEX; (ii) incomplete; and/or (iii) unverified. OTCEX makes no representation, warranty or guarantee as to, and shall not be responsible for, the accuracy or completeness of any information contained on this site.
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For information on our business continuity plans for OTCex LLC please review the OTCex LLC Business Continuity Summary.
This summary is designed to satisfy disclosure requirements under FINRA Rule 4370 requiring the creation and maintenance of a Business Continuity Plan.
OTCex LLC Business Continuity Summary.pdf
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